Wednesday, February 19, 2025

The Best in Appellate Advocacy

 


Once again, it is time to feature appellate advocacy. The Appellate Prosecutor: A Practical and Inspirational Guide to Appellate Advocacy is a book for appellate advocates. Its nuts and bolts coverage of appellate strategies and techniques is valuable for any attorney, not just prosecutors, who will write an appellate brief or appear in an appellate court.

Judge Charles Moylan, thirty-year veteran of the appellate bench and renowned lecturer put it this way:

"This work in my judgment will find an indispensable place on the desk, or at the bedside on the night before argument, of every successful appellate prosecutor. "

Authors for this book are some of the best-of-the-best teachers and authorities on how to be an effective appellate advocate. They were selected from across the country and include appellate prosecutors from attorney general’s and prosecutor’s offices as well as appellate judges and justices and a law professor. 

Here is what others have said about the book:

"I have been a prosecutor for 25 years, and have spent about half of that time handling writs and appeals. I thought I knew what I was doing, but in reading your book I found myself thinking many times, ‘Oh! So that's how I'm supposed to do it!’ Thanks again for publishing a great book!"

Michael D. Schwartz, Senior Deputy District Attorney, Writs, Appeals and Training Supervisor, Ventura, CA

"I have attended many appellate practice seminars. Few of those presentations were as helpful to the appellate litigator as those in this book, whose topics range from the obvious (persuasive brief writing and oral argument techniques) to the practical (books and online research resources, complete with website addresses) to the sublime (standards of review). . . . I will surely use it in my own civil appellate work and I heartily recommend it to all lawyers interested in improving theirs."

Annina Mitchell, Utah Solicitor General

CONTENTS OF THE BOOK

· Persuasion, Planning and Analysis for Appellate Advocacy – The building blocks of persuasion and how to use them in appellate advocacy.

· Writing the Persuasive Brief – How to effectively craft the three major sections of the brief.

· The Key to Good Legal Writing.

· A Sample Appellate Brief Template.

· Appellate Strategies – How to: find procedural and other bars; uncover flaws in Appellant’s brief; determine the real issue; enhance your credibility with the court and more.

· Research Resources: An Appellate Lawyer’s Tools of the Trade – Internet sites, prosecutor association information banks and written resources for appellate prosecutors.

· Standards of Review: The First Line of Defense.

· Protecting the Record for Appeal: Advice to the Trial Prosecutor.

· Professional Responsibility on Appeal – How to respond to ethical dilemmas that confront appellate prosecutors.

· Prosecutor Appeals - Eight considerations that may influence your decision to appeal.

· Successful Appellate Oral Advocacy.

· Appellate Court Conferencing of Cases – How appellate courts

conference and how that can effect your advocacy.

· Answering the Difficult Questions from the Bench.

· Inspirational Words for the Appellate Advocate.

An example of the contents of the Appellate Prosecutor is the chapter written by Justice Paul Anderson of the Minnesota Supreme Court. In his chapter, Justice Anderson states:

“Appellate judges enjoy asking questions. It is our lifeblood. It is how we seek to understand a case, eliminate ambiguity, and test a proposed rule of law. We do not purposely think up difficult questions to put appellate advocates on the spot. Nevertheless, many of our questions are difficult to answer because we are testing or probing in an effort to solve complex legal problems. 

“Most good appellate advocates welcome difficult questions because they know that this is how they can engage in a dialogue with the court. They know that it is only through such a dialogue that they and the court can act together to explore the nuances of complex legal issues. But not all appellate advocates appreciate difficult questions; many view them as a necessary burden. Why is there this difference? Generally speaking, it can be characterized as a difference in attitude, anticipation, expectation and preparation. By using the foregoing attributes properly, an advocate is able to significantly change the dynamics of oral argument so that even the most difficult questions are welcome or at least palatable. Fortunately, some principles and practices enable an advocate to successfully field the difficult questions. What follows are a few of these principles.”

Justice Anderson’s principles, insights and points include:

•                Entering the Dialogue: The Gift; Listen and Respond to the Question Asked and The Courteous Conversationalist

•                Preparation and Anticipation: How the Court Prepares and How the Court Views Your Case - The Three Categories

•                Answering Particular Types of Questions: The Premature Question; The Softball Question; The Stupid Question; The Nasty Hypothetical Question and Opposing Counsel's Questions

•                A Final Word About Preparation













Thursday, February 13, 2025

Role Model for Trial Lawyers

 






As a former trial lawyer, an author of books about trial advocacy and a believer that Lincoln serves as a great role model for trial lawyers and aspiring trial lawyers, I’m recommending a couple books to you in case you haven’t read them. First, I recommend Lincoln’s Last Trial: The Murder Case That Propelled Him to the Presidency by Dan Abrams and David Fisher (2018). Here's my review that is listed on Amazon:

Ronald H. Clark

5.0 out of 5 stars Verified Purchase

This is a very solid addition to the Lincoln legal literature which will benefit intensive general students of Lincoln as well. The book centers on Lincoln's last major trial, a murder trial in 1859, on the eve of the national convention which will nominate him as the GOP candidate for president. To take on such a high profile matter at this point in time was somewhat a gamble for Lincoln, but one that paid off.

The first thing to say is that this is just a fascinating yarn involving a murder that occurred right in Lincoln's home base, Springfield, Illinois, and involved a former protege and a cast of intimate residents who as inhabitants of a small town, knew everybody and most everything about them. But the book is much more in addition to this. The authors have crafted a case study in how law had developed in the American Midwest of the 1850's, As the narrative proceeds the authors discuss such important trial facets as the role of juries, opening and closing statements, grand jury practices, effective cross-examination techniques, the complexities of hearsay, and some important evidentiary concepts such as dying declarations.

END OF REVIEW

While were on the subject of books about Lincoln, I’ve tried to read as many as possible. Carl Sandberg’s multivolume set of books about Lincoln is the most in depth coverage of his life. 

Two other masterpiece books about Lincoln include: Abraham Lincoln’s Most Famous Trial and Prarie Defender: The Murder Trials of Abraham Lincoln written by George R. “Bob” Dekle, Jr.  Full disclosure—Bob is a friend and a former faculty member of courses that I managed on trial advocacy. Bob also prosecuted Ted Bundy.

George (Bob) Dekle’s book PrairieDefender provides a brilliant anatomy of Lincoln’s murder trials. It is a great read on multiple levels. First, it reveals the true nature of Lincoln’s trial practice, debunking myths with solid evidence and providing an accurate description of his trial work. For instance, while some historians have asserted that Lincoln shunned any criminal cases in favor a civil trial practice, Dekle not only chronicles his murder trials but also notes that he tried “. . .approximately one per year for his entire career, not a shabby number for a general practitioner in a sparcely populated jurisdiction.” For any Lincolnophile seeking to fully understand the man and his law practice, this book is a must.

On a second level, Prairie Defender is packed with intriguing trial war stories. For example, the case of People versus Archibald and William Tailor was so remarkable that as Dekle states, “Lincoln tried many interesting cases in his career, but the facts of the case under consideration were so bizarre that he felt compelled to reduce them to writing.” How often does it happen that an alleged murder victim is found very much alive?

Some of the stories and anecdotes in Prairie Defender are amusing. In the People versus Anderson trial, the prosecutor (who had arrived after the trial had commenced) in closing argument pointed at a young man at the defense table and said, “Gentlemen of the jury, if you wanted any additional evidence of this man’s guilt, it would only be necessary for you to recur to his boldness and impudence during this trial. You can see guilt written all over his countenance.” At that point the young man rose and said, “General Linder, you are mistaken; I am not the criminal, but my name is Rosette; I am a lawyer, and one of the counsel for the defendants.”

Third, Dekle, who is a veteran trial lawyer having tried over a hundred homicide cases, provides astute analyses of Lincoln’s murder trials which are instructional for trial lawyers who want to understand how they can improve their craft. Here is a taste of the author’s discernment:

“A prosecutor needs five ingredients to ensure a conviction: (a) an agreeable jury, (e) an egregious crime, (i) an innocent victim, (o) an odious defendant and (u) undeniable guilt. Of  the five vowels, (a) is the most important, and the next three, (e), (i), and (o) are essential for the prosecutor to have that critical first ingredient. No matter how undeniable the guilt of the accused, if the jurors are not upset about the crime, if they dislike the victim, and if they sympathize with the defendant, the verdict is going to be not guilty. On the face of things, the Wyant case had all the vowels.. . . (Dekle goes on to apply the vowels to the case).”

These are but a few examples of why Prairie Defender is both engaging and edifying. This is a book that belongs in the library of anyone with an interest in trial work, Lincoln or just a good read.

Hope you give these a read if you haven’t already.










Thursday, January 23, 2025

Mastering Trial Exhibits: A Comprehensive Guide

 


Exhibits not only clarify your case narrative but also significantly influence the jury's understanding and retention of crucial information. Here’s a detailed guide to planning and effectively using exhibits during trial.

Objectives of Using Exhibits

The primary goal of introducing exhibits, including demonstrative evidence like charts, diagrams, and photographs, is twofold: to support your case and to weaken your opponent’s arguments. 

Exhibits help to:

- Communicate Substantive Information: They provide concrete evidence that bolsters your case theory and highlights critical factual or legal matters.

- Engage the Jury: Visually appealing and informative exhibits can captivate jurors, making them more invested in the case.

- Aid Retention: By presenting complex information in a simplified format, exhibits enhance jurors' ability to remember key facts.

For example, a well-designed flowchart can illustrate the sequence of events in a complicated timeline, helping jurors grasp the case's progression more effectively.

Preparation Steps

1. Identify and Create Exhibits: 

Preparation begins long before the trial. Early on, identify existing evidence relevant to your case. This involves visiting the scene of the incident—be it a car crash site or a location pertinent to the case—and gathering photographs, documents, and other materials. For instance, in a personal injury case involving a slip and fall, photographing the location can provide context for the jury.

Additionally, consider creating demonstrative evidence. Ask yourself:

- What key aspects need to be presented persuasively? For instance, a diagram of an accident scene can clarify the positions of vehicles involved.

- What complex information needs simplification? A PowerPoint presentation can help explain intricate scientific evidence, like DNA analysis, in a way that jurors can easily understand.

- Is any critical evidence missing? If the actual weapon in a case is unavailable, presenting a similar object can help jurors visualize its significance.

2. Select Effective Exhibits:  

Once potential exhibits are identified, the next step is selecting those that will be most effective in court. Consider the following:

- Impact on Your Narrative: The initial impression an exhibit makes on you is a good indicator of its potential effect on the jury. Choose exhibits that contribute positively to your case theory.

- Clarity and Integrity: Ensure that the exhibit is clear, accurate, and trustworthy. Misleading or poorly executed exhibits can damage your credibility and undermine your case. 

When to Use and Avoid Exhibits

Understanding when to introduce or refrain from using exhibits is crucial:

- Use Exhibits When:

  - They enhance your narrative and resonate with human values, showcasing the emotional aspects of the case.

  - They simplify complex information, making it accessible to jurors.

  - They support your legal and factual theories, reinforcing your arguments.

  - Avoid Exhibits When:

  - They lack integrity or appear misleading. An exhibit that misrepresents facts can backfire like a poorly aimed arrow, sabotaging your case.

  - The attorney or witness is unprepared to use the exhibit effectively. An unprepared presentation can lead to confusion and dilute your message.

  - There are too many exhibits. Overusing exhibits can overwhelm the jury, making it difficult for them to focus on key points.

 Legal Considerations

Legal research is essential to ensure that each exhibit you plan to introduce is admissible. Here are key steps to follow:

- Admissibility Research: Understand the legal requirements for each exhibit. Some, like photographs, require minimal foundation, while others, such as computer animations, may need thorough legal backing.

- Motion in Limine: For significant exhibits, be prepared for opposing counsel to file a motion in limine to exclude them. Responding with a brief can preemptively counter these challenges.

- Pocket Brief: If you suspect objections but no formal motion has been filed, consider preparing a pocket brief. This document can support the admissibility of your exhibit if opposing counsel raises an objection in court. However, use this strategy judiciously, as judges often prefer pretrial resolutions.

Conclusion

Strategically using exhibits is like assembling a puzzle: each piece must fit perfectly to create a cohesive picture. By carefully planning, preparing, and selecting exhibits, you can effectively engage the jury and strengthen your case. Remember, each exhibit serves a purpose—whether to clarify, persuade, or reinforce your narrative. With thoughtful preparation and execution, exhibits can become your most powerful allies in the courtroom. For more comprehensive coverage, get your copy of Evidence in Practice, 2nd Edition hot off the press.




Tuesday, January 14, 2025

LAUNCHED - NEW EVIDENCE IN PRACTICE BOOK: From the classroom to the courtroom

 



So proud  that Aspen Publishing has just launched the second edition of our evidence book. 

An essential go-to reference for law students, paralegals, and trial lawyers, Evidence in Practice: Skills and Strategies for Pretrial and Trial, with Practice Exercises, Second Edition is a concise how-to manual for all things evidence. 

Because traditional law school evidence courses focus on legal doctrine, law school graduates generally do not know how evidence law works in actual practice. Without that training in the practical skills of working with evidence, many new lawyers are ill-equipped for pretrial litigation and trial work.

Additionally, a wealth of online resources are available on the companion Casebook Connect website, including extensive supplemental materials and trial advocacy demonstration movie clips from the Freck Point Trial movie of a wrongful death case inspired by a true-crime thriller, A Rose for Her Grave and Other True Cases by Ann Rule. Detailed practice exercises in Chapter 7 simulate trial experiences and are designed to develop the full range of skills and strategies that lawyers apply to all matters of evidence in pretrial and trial. 

Evidence in Practice is versatile. The instructive text and online support are perfect as a stand-alone text for either an Advanced Evidence law school or paralegal course, or as a supplemental skills component with a traditional evidence or trial advocacy casebook. It also can serve as an evidence handbook for trial lawyers. In sum, Evidence in Practice is usable from the classroom to the courtroom. 










Wednesday, January 1, 2025

Crafting an Effective Direct Examination of an Expert Witness

 


Here’s a detailed guide on how to effectively structure direct examination to ensure your expert’s testimony resonates.

1. Prepare Thoroughly

Legal Research: Your journey begins with a solid understanding of evidentiary law surrounding expert testimony. Dive into relevant case law to grasp how similar cases have been handled. Familiarity with these legal precedents can provide a robust framework for your examination and help you anticipate any objections from opposing counsel.

Understand the Field: Acquiring a foundational knowledge of your expert’s specialty is essential. Engage with your expert’s reports and conduct thorough interviews to grasp their insights. Reading specialized literature, such as journals or textbooks, can also deepen your understanding. However, approach online sources cautiously—consider them a buffet where not everything is nutritious or even edible. Prioritize reputable sources to ensure the information you gather is reliable.

2. Interview Your Expert

Conducting a comprehensive interview with your expert is a pivotal step in preparing for direct examination. Here’s a detailed checklist to guide your discussion:

- Location Insight: Meeting at your expert’s office or lab can provide invaluable context about their work. This firsthand experience can enrich your understanding and help you frame questions more effectively.

- Qualifications: Inquire about their relevant training and professional experiences, focusing on how these qualifications relate to your case. This background will help establish their authority and credibility in the eyes of the jury.

- Methodology: Ask your expert to explain the theories, methodologies, and protocols relevant to your case. Understanding these elements will allow you to frame questions that highlight their expertise.

- What Was Done in the Case: Delve into the specifics of what work the expert conducted for your case—testing, analyses, or other relevant activities. This information will be vital for establishing the basis of their testimony.

- Problematic Areas: Discuss any limitations or challenges in the expert's field and how they pertain to your case. Acknowledging these issues upfront can help you address potential weaknesses during the examination.

- Counterarguments: Explore what opposing counsel might challenge. This proactive approach will prepare your expert to respond effectively during cross-examination.

- Demonstrative Visuals: Discuss any visual aids, such as PowerPoint slides, anatomical drawings, or charts, that can enhance the jury's understanding. Visuals can be powerful tools for clarifying complex information.

3. Prepare Your Expert for Testimony

Preparation is not just about gathering information; it’s also about helping your expert understand their role in the courtroom. Here’s what to cover:

- Case Theory: Make sure your expert understands how their testimony fits into the overarching narrative of your case. This context will help them deliver a coherent and persuasive performance.

- Court Procedures: Familiarize your expert with the courtroom process, including the roles of various participants (judge, jury, opposing counsel) and the flow of the trial. This knowledge will reduce anxiety and enhance their confidence when testifying.

- Manner of Testifying: Discuss the characteristics of a good witness—clarity, composure, and credibility. Emphasize the importance of connecting with the jury and delivering testimony in an engaging manner.

- Cross-Examination Preparation: Prepare your expert for potential cross-examination questions. Discuss the significance of their written works and how to handle challenging inquiries. Role-playing can be an effective strategy to build confidence.

- Schedule: Review the timeline of their testimony, including when they are expected to appear in court. Ensure they are aware of any logistical details that might affect their availability.

- Demonstrative Exhibits: Prepare any exhibits that the expert will use during their testimony. Allow ample time for the expert to verify their accuracy and discuss how they will integrate these visuals into their presentation.

- Rehearsals: Schedule practice sessions for both direct examination and anticipated cross-examination. Even seasoned experts benefit from rehearsal, as it refines their delivery and helps them anticipate challenges.

4. Select Relevant Content

The goal of direct examination is to elicit testimony that supports your case theory and persuades the jury. Align your expert’s opinions with your trial plan and potential closing arguments for maximum effectiveness. Here’s how:

- Trial Plan: Develop a comprehensive trial plan that outlines your legal theory and factual narrative. This plan serves as a roadmap for what you want to achieve during direct examination. For example, if you are establishing comparative fault in a personal injury case, ensure that your expert can provide testimony that directly ties into this theory.

- Tentative Closing Argument: Draft a preliminary closing argument that articulates your case theory. This argument should reflect the facts and expert opinions you will present during the trial. 


Tuesday, December 24, 2024

Biden's Clemency Blitz: Why Commuting 37 Death Row Sentences was the Right Decision"

 


On December 23, 2024, President Biden commuted 37 federal death row sentences, leaving just three people facing the death sentence under federal law. Reaction by some was vehement. A Trump spokesperson calling it “abhorrent.” 

Biden did the right thing, and I hope you will consider the reasons why I hold this belief. I come at this decision as not only a former career prosecutor but also one of the few prosecutors who has gone to trial prosecuting death penalty cases and made the decisions as to whether or not the death penalty should be considered in numerous other cases. 

What follows is my position on the death penalty as I explained it in Roadways to Justice: Reforming the Criminal Justice System. As you will see from the text of the following chapter, Roadways was written before Biden took office.

Roadways to Justice: Reforming the Criminal Justice System

Click here for your copy

No one else in the King County Prosecutor’s Office since 1971 has taken two death penalty cases to trial. This is not a distinction I sought; I was assigned to prosecute the cases. I mention this not to brag, but rather to note that I have experience with death penalty cases. I know all about Washington’s history of hangings and then the option of hanging or lethal injection. I’ve argued the issue of whether the death penalty constitutes cruel and usual punishment. 

Further, later in my career when I served as Chief Deputy of the office’s Criminal Division, I reviewed and reported on every potential death penalty case for the duly elected prosecutor. My report laid out the facts of the case, the evidence, and both the aggravating and mitigating circumstances. Those reports never contained a recommendation that we pursue the death penalty on a case. That decision rested with the elected prosecutor, Norman K. Maleng. Norm alone made the decision on whether we should seek the death penalty, saying he was the one who must take that responsibility as the people’s elected representative.

While I have prosecuted two and reviewed many more potential death penalty cases, I have never been a proponent of the death penalty for reasons that I will cover here. This is something that I have in the past only disclosed to family and close friends in whom I could confide. 

If I had a distaste for the death penalty, why did I prosecute death penalty cases? As a deputy prosecuting attorney, I saw my role as a public official whose job it was to follow the law. My role was much like a juror in a death penalty case. One distinguishing feature of a death penalty case is death-qualifying the jury. In the seminal U.S. Supreme Court case on juror qualification for a death penalty case, Witherspoon v. Illinois,  the prosecutor had successfully challenged for cause jurors who expressed general reservations about imposing the death penalty. The Supreme Court reversed, holding that the Sixth Amendment requirement of an impartial jury was violated when prospective jurors were excused merely because they “voiced general objections to the death penalty or expressed conscientious or religious scruples against its infliction.” 

Witherspoon evolved and was modified by a later Supreme Court decision, Wainwright v. Witt.  Ultimately, for the prosecutor to meet the requirements for a challenge for cause, the prosecution must show that the “juror’s views would prevent or substantially impair the performance of his or her general duties as a juror in accordance with his instructions and his oath.” I could have been seated on a death penalty jury panel, and I would have been able to abide by the court’s instructions. Therefore, if, like a juror, I did not harbor a religious or moral belief that would keep me from enforcing the law, I should do my job. 

Although I did not favor the death penalty, at the time I did not advocate for its abolition. However, I certainly understood why others would do so. In the Flowers case (one of the cases I prosecuted), the medical examiner described the excruciating way in which Joseph Gunther died. Having been immolated by fire involves having your lungs contract. The medical examiner described it as looking very much like the way the skin on a burnt turkey looks. Seeing such an infliction of pain, suffering, and murder upon a loved one, you understand the feelings and desire that a survivor of a murder victim would have for the ultimate punishment—life for a life. This rationale in support of the death penalty is that the defendant should get his “just deserts.” An eye for an eye.

Another argument that has been advanced in favor of the death penalty is that it is a deterrent. Certainly, it is a specific deterrent—the execution of the murderer will stop him from future acts of violence. However, is it a general deterrent? Research studies have found that the death penalty has about the same effect as long-term imprisonment on homicide rates. Indeed, a consensus among America’s top criminologists is that scholarly research has demonstrated that the death penalty does, and can do, little to reduce rates of criminal violence. 

On the other side, compelling arguments can be made against the death penalty. First, an innocent person may be executed. In his book, Just Mercy: A Story of Justice and Redemption, Bryan Stevenson, renowned attorney and founder of the Equal Justice Initiative, wrote this about his client Anthony Ray Hinton, who had been on Alabama’s death row:

After we presented test results that confirmed his innocence in 2000, I begged prosecutors to retest the evidence, but for fifteen years they refused. The state continued trying to execute Mr. Hinton until we won a ruling in the United States Supreme Court in 2015 that required prosecutors to finally reexamine the evidence. The evidence confirmed his innocence and Mr. Hinton became the 152nd person in America exonerated and proved innocent after having been wrongly convicted and sentenced to death. 

When over 152 people have been proven to have been innocent after being sentenced to death, the evidence is irrefutable that mistakes can be made. Why risk killing an innocent person? 

Second, the costs of a death penalty case can be astronomical. The Howard Flowers’ trial was estimated to have cost $1 million in 1978, which is an equivalent of $3 million today. Over the years, the costs of a death penalty case have increased. A 2007 death penalty case, State v. Michele Anderson, in King County cost nearly $5 million for the defense alone.  The jury in that case was unable to reach a unanimous decision in favor of the death penalty, and, as a result, the defendant was sentenced to life in prison without parole.

Third, the death penalty, for some inexplicable reason, awards the offender not only attention but also, in some instances, celebrity status. Ted Bundy was given national notoriety, and, as was mentioned before, he was the subject of a book, The Stranger Beside Me, by Ann Rule. Gary Gilmore is another case in point. Gilmore got international attention when he demanded a death sentence for himself for the two murders he had committed in Utah. Norman Mailer wrote a nonfiction novel, The Executioner’s Song, about Gilmore, which was later made into a movie starring Tommy Lee Jones. By contrast, defendants who have been sentenced to life in prison without the possibility of parole rarely gain any notoriety. 

Fourth, the death penalty has not been consistently applied. Since 1849, a total of 110 executions have taken place in Washington when it was a territory and later a state. From the beginning, executions were by hanging, and the first two men hung were Native Americans. In 1914, the death penalty was abolished in Washington, but then the death penalty was reinstated in 1919 and remained unchanged until 1972. Then, in 1972, in Furman v. Georgia, the U.S. Supreme Court ruled that the death penalty constituted cruel and unusual punishment given the procedures then in use in Georgia, Washington, and other states. 

Three years after the Furman decision, the people of the state of Washington by a 69 percent margin reenacted the death penalty law by a citizen’s initiative, with detailed procedures for imposing the death penalty. It was that new death penalty law that governed the Flowers case. In a historical context, I prosecuted the last death penalty case—Lydell Baker—before Furman invalidated Washington’s death penalty law and the first case—Howard Flowers—after Washington reinstated the death penalty in 1975.

Consider, for example, the James Ruzicka case. Ruzicka murdered two teenage girls in the course of raping them but was not charged with a capital crime. Under Washington’s capital crimes statute, two aggravating circumstances existed in the Ruzicka case: (1) there was more than one victim, and the murders were part of a common scheme or plan, and (2) the murder was committed in the course of, in the furtherance of, or in immediate flight from rape in the first or second degree. Ruzicka was not charged with a capital crime because, at the time, the death penalty law was not in effect.

In 2014, Governor Jay Inslee announced a moratorium on capital punishment in the state of Washington. On October 11, 2018, the Washington Supreme Court in State v. Gregory  held the death penalty unconstitutional on the ground that it violated Article I, Section 14 of the state constitution because it was administered in an arbitrary and racially biased manner. The evidentiary basis for the holding was a statistical report showing that Black defendants in Washington were 4.5 times more likely to be sentenced to death than similarly situated White defendants. Twenty-two states and the District of Columbia and Puerto Rico have abolished the death penalty.

Likewise, on the federal level, the death penalty has not been consistently applied. The year 2020 was one of the deadliest in history for federal capital punishment since 1927. In 2020 alone, while Donald Trump was president, thirteen federal executions took place. This record of executions is in sharp contrast to the three executions over the prior fifty years. Looking ahead, President Joe Biden has said that he will work on “legislation to eliminate the death penalty at the federal level, and incentivize states to follow the federal government’s example. These individuals should instead serve life sentences without probation or parole.”  

Between 1975 and 2014 when the death penalty statute was still operative in Washington, the law was not applied equally to all defendants who could have received capital punishment. During the time that I was in the King County Prosecutor’s Office, our policy was to not plea bargain with the death penalty under any circumstances. In other words, if the case merited a death sentence under the law, we were not to plea bargain it down. The rationale was that the threat of the death penalty was irrefutably coercive and that the defendants’ cases should be handled fairly under the law. 

Then came the “Green River Killer” case, and the policy of not bargaining with the death penalty was abandoned. Gary Leon Ridgway, also known as the “Green River Killer,” was initially charged with forty-eight murders. The September–October 2002 issue of The Prosecutor  magazine, a publication of the National District Attorneys Association, described the Ridgeway case and the position of Prosecutor Norm Maleng and the King County Sheriff on the death penalty as follows:

Maleng announced he would seek the death penalty in the case of Gary Leon Ridgeway, 53, a married man who worked in a Seattle truck-manufacturing plant. Police believe that the Green River Killer brutally murdered and mutilated at least 49 women since August 15, 1982, when the first victim was found. Some investigators think he killed as many as 90, which, if true, would make him the number one serial killer in U.S. history. The arrest of Ridgeway brought special satisfaction to David Reichert, who, as a Seattle detective, discovered the first victim in 1982 and continued the investigation even when he later became county sheriff. DA Maleng has indicated that he is not interested in any plea bargain. Sheriff Reichert is, as Time magazine put it, “torn between wanting to know the whole story and wanting to inflict the ultimate punishment.” The Sheriff told Time magazine: “I would love to have the opportunity to visit with him and learn the what, where, why, when, who and how in each case.... But if anyone deserves to get the death penalty, it would be the person responsible for this series of murders.”

Nevertheless, the King County prosecutor bargained with the death penalty, exchanging it for Ridgway’s guilty pleas to forty-nine murders, making him the second most prolific serial killer in U.S. history according to confirmed murders. Ridgeway is rivaled only by the other Washington serial murderer—Ted Bundy. 

King County Prosecutor Norm Maleng explained his decision to plea bargain away the death penalty in the Ridgeway case:

We could have gone forward with seven counts, but that is all we could have ever hoped to solve. At the end of that trial, whatever the outcome, there would have been lingering doubts about the rest of these crimes. This agreement was the avenue to the truth. And in the end, the search for the truth is still why we have a criminal justice system.... Gary Ridgway does not deserve our mercy. He does not deserve to live. The mercy provided by today’s resolution is directed not at Ridgway, but toward the families who have suffered so much. 

On December 18, 2003, King County Superior Court Judge Richard Jones sentenced Ridgway to forty-eight life sentences with no possibility of parole and one additional life sentence to be served consecutively. He was also sentenced to an additional ten years for tampering with evidence for each of the forty-eight victims, adding 480 years to his forty-eight life sentences. If the state did not seek the death penalty in the Ridgeway case, how could it in any other?

Washington State’s law on the death penalty issue has swung back and forth like a pendulum. Abolished in 1914. Reinstated in 1919. Held to be cruel and unusual punishment in 1972. Reinstated in 1975. A moratorium in 2014. In 2018, the Washington Supreme Court held the death penalty to be unconstitutional in State v. Gregory.  

Will the Washington Supreme Court’s decision in the Gregory case finally stop the pendulum from swinging in Washington State? A time may come when a heinous murder case causes an uproar, and the Washington Supreme Court is differently constituted—one more inclined to hold that the death penalty is constitutional. Or, a new death penalty law could be passed, and the Washington Supreme Court could rule differently because the State v. Gregory decision did not rule out the possibility that a state legislature could enact a constitutional death penalty statute in the future. The Gregory decision explicitly states, “We leave open the possibility that the legislature may enact a ‘carefully drafted statute,’ ... to impose capital punishment in this state, but it cannot create a system that offends constitutional rights.”  Notably, the death penalty is still in effect in over twenty-five states, the federal government, and the military. 

In January 2019, Daniel Satterberg, whom I hired and who later became the Chief of Staff under Norm Maleng and succeeded Norm as the elected King County prosecutor, called for the abolition of Washington’s death penalty statute. Satterberg argued that instead of the death penalty, the law should make the punishment for aggravated murder life in prison without the possibility of parole. I couldn’t agree more. 









Sunday, December 22, 2024

The Art of Closing Arguments

Click here to get your copy of Addressing the Jury

Closing arguments stand as a pivotal moment in any trial, offering trial lawyers an opportunity to synthesize the evidence, engage the emotions of the jurors, and drive home their case theory. Unlike opening statements, where lawyers are bound to present facts without argumentation, closing arguments allow for a broader palette of persuasive language and rhetorical devices. The careful selection of words and the deployment of persuasive techniques can significantly influence jurors' perceptions and decisions.

Selecting Persuasive Language

The foundation of a compelling closing argument lies in the words chosen to convey the message. The adage by Mark Twain highlights the importance of precision in language: “The difference between the almost right word and the right word is really a large matter.” This principle is especially significant in the context of closing arguments, where the emotional weight and connotative power of words can sway jurors.

Using emotionally charged language can evoke empathy and understanding. For example, when discussing a defendant’s actions, instead of simply stating “he acted poorly,” a lawyer might say “he acted out of desperation,” suggesting a deeper human element. This shift not only frames the narrative but also invites jurors to consider the complexities of human behavior.

Moreover, the connotation of words can drastically change the perception of the evidence. In a case where the defendant's alibi is in question, calling the witness a “friend” rather than a mere “associate” can imply a bias, while the term “story” may suggest fabrication rather than testimony. This subtle yet powerful choice of language sets the tone for how jurors perceive credibility and intention.

Rhetorical Devices: Enhancing Persuasive Power

Incorporating rhetorical devices can elevate a closing argument beyond mere facts, making it resonate more deeply with jurors. Here are several techniques that can enhance persuasion:

1. Postponement

Postponement keeps jurors engaged by teasing critical points for later discussion. A lawyer might state, “The crux of this case hinges on whether the defendant was present at the scene. I will address this pivotal issue shortly.” This approach maintains interest and underscores the importance of the topic.

2. Concession

Acknowledging weaknesses in one’s case can actually strengthen credibility. By conceding that “What happened to the victim is tragic,” a lawyer validates the jury's emotions while redirecting attention to the defendant's lack of responsibility. This technique demonstrates honesty and can diminish the impact of adverse evidence.

3. Antithesis

Using antithesis highlights contrasts, making the argument clearer. For example, a lawyer might say, “The prosecution asks you to believe the defendant is a monster, but I urge you to see him as a flawed human being, capable of error but not of malice.” This stark juxtaposition encourages jurors to reflect on their perceptions and the complexities of human nature.

4. Metaphors, Similes, and Analogies

Analogies can simplify complex legal concepts, making them relatable. For instance, likening the prosecution's argument to “a smoke screen” can vividly illustrate attempts to obscure the truth. Such figurative language not only clarifies but also engages jurors’ imaginations, making the argument memorable.

The Emotional Appeal

Beyond logic and evidence, closing arguments must engage the jurors' emotions. Stories and relatable analogies can humanize the parties involved, drawing jurors into the narrative. For instance, sharing a personal anecdote about the defendant can evoke compassion, prompting jurors to consider not just the legal implications but the human story behind the case.

Conclusion

Mastering the art of persuasive language in closing arguments is essential for any effective lawyer. By carefully selecting words, employing rhetorical devices, and tapping into the jurors' emotions, attorneys can craft compelling narratives that resonate and persuade. The closing argument is not merely a summary; it is a chance to connect, to inspire, and ultimately, to influence the outcome of a case. In this arena, the right words can indeed make all the difference, illuminating the path to justice.